Group Securities Compliance Officer (f/m/d)
Erste Group
Vienna, Austria
vor 5 Tg.

So do we.

Working at Erste Group means pursuing a common goal and being enthusiastic about shared values. We always treat one another with respect, empathy, and understanding for our diverse backgrounds.

This applies to our customers as well as to our employees.

Group Securities Compliance Officer (f / m / d)

Erste Group was founded in 1819 as the first Austrian savings bank and today it is one of the largest banking groups in Central and Eastern Europe (CEE).

As an attractive employer, Erste Group offers interesting career opportunities in an international environment.

Group Securities Compliance (GSC) is responsible for the implementation of and adherence to Securities Compliance regulations (external legal regulations MiFID, Market Abuse Regulation a.

o.) as well as internal regulations for Erste Group Bank AG and various subsidiaries to prevent misbehaviour in the securities business.

In fulfillment of the task as a Group function, GSC secures a groupwide Compliance Standard in order to meet legal requirements and specific standards for banking business.

Your tasks

  • You support the Securities Compliance team in the areas of market manipulation (MAR), personal account dealings and conflicts of interest (MiFID)
  • You support the development and improvement of group wide standards and policies to enhance the Securities Compliance standards in Erste Group and its subsidiaries
  • You support the first line of defense activities by providing consultancy and professional counselling in the area of Compliance
  • You ensure a proper reporting for line management, Board and Supervisory Board according to requirements given by law and internal needs
  • You support to implement and execute the training plan for Erste Group employees and support the creation of training materials (incl.
  • WBT and face-to-face training)

  • You perform desk reviews in Erste Group to ensure adherence to internal (policies and procedures) and external (i.a. MiFID, MAD) Securities Compliance rules and regulations
  • You support group and local projects on demand
  • Your background

  • Minimum 5 years of experience in a legal (incl. law firm), compliance, audit or securities business related position
  • Knowledge of relevant legal framework (MiFID, MAD) is an advantage
  • Knowledge of capital markets business
  • Technical / functional skills (Microsoft Office and Systems used in Erste Group)
  • Self-guided, effective and pro-active work approach
  • Professional working and communication style
  • Teamplayer and integrative personality
  • German and English fluent, CEE language preferred
  • Our Offer

  • Be part of a team which consists of highly professional and well experienced team members
  • You will experience a wide range of challenges and interesting insights into the processes of Erste Group and increase the quality of our business and compliance framework
  • A competitive and performance-related salary dependent on your experience and personal qualifications. By law we are obliged to quote the minimum salary of EUR 38.
  • 813, gross per year for this position, in accordance with the Austrian collective agreement


    We are looking forward to hearing from you!

    Degree of Employment : Full-Time

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